filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents
SEC’s website at www.sec.or.th and SEC Check First application. Additionally, the list of individuals or entities not regulated by the SEC is available at the Investor Alert Section on the SEC’s website
, required to offer and sell newly issued securities by the Rehabilitation Plan, with an exemption from submitting an application for approval to the SEC, providing further that the Company must comply with
shareholders must comply with the regulations specified in the Notification of the Capital Market Supervisory Board No. Tor Jor. 34/2551 Re: Application and Approval for Offering for Sale of Warrants and the
fraudulent schemes. In addition, tools such as Investor Alert and the SEC Check First application were introduced, enabling investors to verify companies, individuals, or products before making investment
of licensed business operators is available at https://www.sec.or.th and the SEC Check First application. Additionally, the names of persons who are not regulated business operators under the SEC’s
: https://market.sec.or.th/public/idisc/th/InvestorAlert. The list of business operators under the SEC’s supervision is also available at www.sec.or.th and SEC Check First application. Furthermore, leads on
January 2022, the regulations allow relaxation and prevent excessive burdens by, for example, waiving the application filing and the appointment of financial advisor, and allow initial public offering (IPO
ผ่าน application Shopeeคลิกชมคลิปงานแถลงข่าวเปิดตัวแคมเปญ ได้ที่ https://www.facebook.com/sec.or.th/videos/249221744072370อ่านข่าว ก.ล.ต. ฉบับที่ 73/2565 ได้ที่ https://www.sec.or.th/TH/Pages
Following the issuance of the notifications relating to establishing SSF listed securities and the notification on waiving application and registration fees on 13 March 2020, SEC today met with