Management Name : Miss DUANGSAMORN SUPASAKSUTAT | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 12/07/2018
was notified by the competent officer to comply with such orders, Zipmex delivered only partial or incomplete information. In addition, Zipmex delayed the delivery of information requested by the
transactions in the wallet. In this regard, although he was notified by the competent officer to comply with such orders, he delivered only partial or incomplete information. In addition, he delayed the delivery
submitted an incomplete registration statement (FORM 69-PP-PRICING) which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 7/2024 Settlement
Period As Of Details NCL INTERNATIONAL LOGISTICS PUBLIC COMPANY LIMITED 2023 Reviewed Consolidated Q2 30/06/2023 NCL INTERNATIONAL LOGISTICS PUBLIC COMPANY LIMITED 2023 Reviewed Company Q2 30/06/2023 NCL
Period As Of Details WICE LOGISTICS PUBLIC COMPANY LIMITED 2023 Reviewed Consolidated Q2 30/06/2023 WICE LOGISTICS PUBLIC COMPANY LIMITED 2023 Reviewed Company Q2 30/06/2023 WICE LOGISTICS PUBLIC COMPANY
Period As Of Details LEO GLOBAL LOGISTICS PUBLIC COMPANY LIMITED 2023 Reviewed Consolidated Q2 30/06/2023 LEO GLOBAL LOGISTICS PUBLIC COMPANY LIMITED 2023 Reviewed Company Q2 30/06/2023 LEO GLOBAL
auditor and found audit deficiencies related to the issuance of B/E. The deficiencies resulted in {A}’s failure to detect the incomplete record of the B/E in the annual financial statements.The SEC has
failure to order or act according to the duties as aresult, between November 4, 2022 and May 18, 2023, Asia Wealth as a securities broker, incomplete separation of customer assets The client’s assets are
failure to order or act according to the duties as aresult, between November 4, 2022 and May 18, 2023, Asia Wealth as a securities broker, incomplete separation of customer assets The client’s assets are