, the SEC promulgates regulations as follows: Clause 1 In this Notification: (1) “foreign ETF” means collective investment scheme in category of exchange-traded fund established under law of foreign
B.E. 2535 (1992), which contains certain provisions that restrict the rights and liberty of a person, which is provided for by virtue of legal provisions, according to Section 29, in combination with
Additional Determination of Type of Juristic Person Classified as Institutional Investors 02/04/2008 16/04/2008 2. Notification of the Securities and Exchange Commission KorThor. 45/2547 Re: Determination
Notified Date Effective Date 1. Notification of Capital Market Supervisory Board Tor Thor. 1/2560 Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign
”, “subsidiary”, “connected person”, “registration statement”, and “ electronic data” shall have the same meanings as specified in the definitions prescribed in the Notification of the Securities and Exchange
dated January 18, 2012 which was the 3rd category prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market Supervisory Board
be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Dor. 26/2553 Re: Offer for Sale of Bonds Denominated in Foreign Currency in the Kingdom of Thailand dated 4 June 2010; (2
Applications for Registration to be a Derivatives Business Operator in the Category of Derivatives Broker, Derivatives Dealer and Derivatives advisor. By virtue of Clause 5 of the Notification of the Securities