half, resulting in a fine of Baht 117,250 and a further fine of Baht 250 each day starting from the next day of the prosecution date until the company so complies. SEC Act S.300 Criminal Complaint

financial statements for the six-month period ended June 30, 2014 to the SEC and the SET with in the specified period. The public prosecutor issued a prosecution order against the alleged offender; however

), Section 90 and subject to sanctions under Section 289, and the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125 respectively. This case is in the process of inquiry by

.56(1) in conjunction with 199 Criminal Complaint Filed with an Inquiry Official Dated 29/10/2014

Globalview Consulting Co.,Ltd. Globalview Consulting Co.,Ltd. colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by

. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 30,000 and a further fine of Baht 250 each day starting from the next day of prosecution date until the

Mr. Arya Payungvivattanakul Mr. Arya Payungvivattanakul, director of Globalview Consulting Co.,Ltd, colluded with other alleged offenders in operating securities businesses of brokerage, investment

) Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 03/07/2015

, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official. SEC Act S.90

Mr. Gary Bradford Mr. Gary Bradford colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used