The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
audit firms received Very Good evaluation results, three of which are small sized audit firms. This is a significant progress in the audit industry as, dispite their size, small audit firms are able to
practices in line with international standards. We are truly delighted that Thai listed companies continue to progress in their practice, making Thailand the country with the most recognized companies in the
The SEC has reviewed the existing criteria governing liquidity risk management tools for mutual funds and has also studied regulatory approaches adopted in other jurisdictions. The SEC is of the view
Complex Type 1 Investment Consultant
Microsoft Word - 02_Investment in Tastemaker - Translation- Ref. No. FN-NWR100/2561 July 11, 2018 Subject: Investment in Tastemaker Company Limited To President The Stock Exchange of Thailand The
Complex Type 2 Investment Consultant
Financial Statement (revision in process) สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 20 January 2023 17:27 The Financial Statements which need to be revised The Financial
Financial Statement (revision in process) สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 17 January 2023 17:34 The Financial Statements which need to be revised The Financial
Complex Type 1 Investment Consultant