prior to the expiry date of the approval in the form and procedure provided in the Office’s electronic work system along with either of the following evidence or reference showing that within the period
, including the procedure and processes of such consideration; (b) the renewal of approval; (c) the duties of the auditor after obtaining an approval; (d) the power of the SEC Office to take any action
procedure) ค่าธรรมเนียมและค่าใช้จ่ายที่เกี่ยวข้องในการส่งมอบสินค้า (delivery/tender fee) เป็นต้น เพื่อให้ลูกค้าสามารถเตรียมความพร้อมและดำเนินการได้ตรงตามวัตถุประสงค์ที่ต้องการ
management or risk management of such investments, whether or not it is a central utility function and at any level, there shall be a procedure for requesting an approval from the intermediary’s board of
management of such investments, whether or not it is a central utility function and at any level, there shall be a procedure for requesting an approval from the intermediary’s board of directors in each case
consideration in such a way that may affect his ability to express independent opinion shall declare such interest and shall not participate in the consideration of such matter. Part 3 Procedure for Consideration
Procurement of products or services (a) Describe an overall procedure for procuring products for sale such as the number of factories, total production capacity, key production policy (if any), acquisition of
with evidentiary documentation to the SEC Office within thirty days from the filing date of the application by following the procedure and method specified in the Licensing Manual for the Public unless