electronic media; (3) presentation of the estimated return or the auto-redemption rate shall not be more prominent than other information https://publish.sec.or.th/nrs/4336pe.doc Readers should be aware that
framework that is suitable for the context of Thailand and in line with international standards. The ESG data framework will provide investors with information related to listed companies’ Environment, Social
No. Sor Thor. 37/2559 Re: Rules in Detail on Establishment of Information Technology System dated 12 September 2016; (6) Notification of the Office of the Securities and Exchange Commission No. Sor
companies. This includes enhancing the quality of IAs, covering the establishment of qualifications for heads of the IA function, and developing professional development plans for IAs in collaboration with
the Office of Securities and Exchange Commission No. Sor Thor/Nor. 45/2559 Re: Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of
that the securities company is able to demonstrate establishment of the organizational structure which does not cause conflicts of interest or provision of an effective measure to prevent such conflicts
be or perform duty as its executive or advisor upon being granted approval from the Office on condition that the securities company is able to demonstrate establishment of the organizational structure
strengthened on par with securities businesses in general. In addition, more emphasis will be given to the roles of executives responsible for finance and accounting. Information disclosure format will be