SEC has a plan to revise the relevant notification to allow investment consultants of  operators of securities and the derivative contract business, who have expertise in investment and keeping

SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to

gradually every 30 days until the investment contract expires.    Such aforesaid conducts of Marnfah Group, Lederer (Thailand) and their respective authorized directors were liable to public offering of

contract for its account receivables. The SEC, therefore, directs YNP to rectify financial statements and to cooperate with one satisfy auditor in providing information and documents, and submit the

enter into derivatives contract with non-institutional counterparty, providing that the derivatives must be plain vanilla in nature and the purpose must be for hedging risk associated with business

voting right at the extraordinary shareholders? meeting No. 1/2559 on 14 October 2016.The subscription size accounts for 70.73 percent of the net tangible asset value of JMT and is considered a related

capital shares which would be considered a related transaction whereby the offer price is lower than the market price, and a waiver of tender offer to acquire all shares is requested, before exercising

>วันที่ตอบ : 27/04/2552 คำถาม : กรณีที่กองทุนทำสัญญาลงทุน เช่น forward contract กับบุคคลภายนอกโดยมีข้อกำหนดเกี่ยวกับเบี้ยปรับในกรณีที่กองทุนผิดสัญญา

SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the

any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange Commission