trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 05/07/2024 agreed to comply with

or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 22/10/2025 agreed to comply

trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 26/08/2025 agreed to comply with

or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 28/08/2025 agreed to comply

securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 26/08/2025 agreed to comply with civil

placing trading orders or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 12/01

ประเด็นทีส่ านักงานไม่เห็นด้วยกบัผู้แสดงความคิดเห็น จึงไม่ได้แก้ไขเพิม่เติม การก าหนดยกเวน้การท า suitability test กรณีลูกคา้เป็นผูถื้อหุน้ของบริษทัจดทะเบียน ซ่ึงบริษทัจดทะเบียนดงักล่าวมีการถือหุน้อยูใ่นบ

product or historical market activity and [ii] forecasting future performance of securities and derivatives prices or market activity from graphs, technical analysis concept and scenario test. Clause 3 The

and derivatives prices or market activity from graphs, technical analysis concept and scenario test. Clause 3 The SEC Office may announce a detailed guideline for the benefit of compliance with the

Office to suspend functioning as lead appraiser or being under the period of time that the SEC Office could refuse to accept the application; (7) having passed the test of competence or taken professional