List of Approved persons / Licensees Please wait... ​ List of Approved persons / Licensees Name - Surname Miss PRADTANAARALI MOHAMMAD AL QURAISH Approval Type of approval Effective date Expiry date

List of Approved persons / Licensees Please wait... ​ List of Approved persons / Licensees Name - Surname Mr. SEAN GORDON COMEAU Approval Type of approval Effective date Expiry date No records to

List of Approved persons / Licensees Please wait... ​ List of Approved persons / Licensees Name - Surname Mr. YASUAKI TANAKA Approval Type of approval Effective date Expiry date No records to display

year to September 1st to the last business day of each year. This is to provide greater flexibility for business operators and capital market business personnel in applying for an approval renewal

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Commission Notification of the Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of

Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment of an Executive of a Derivatives Business

and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. OrThor/Nor/Khor. 11/2548 Re: Practical Guideline on Application for Approval and Approval for Appointment

of an occurrence of any of the following events, the SEC Office shall have the power to revoke the approval for the establishment and management of a mutual fund : (1) the amendment of the scheme or

of an occurrence of any of the following events, the SEC Office shall have the power to revoke the approval for the establishment and management of a mutual fund: (1) the amendment of the scheme or