to prepare and submit 10 results of the bill of exchange sale report within the period as specified by the Securities and Exchange Commission resulted from the instructions or the failure to give
Kannithi Company Limited Kannithi Company Limited had duties to prepare and submit 3 results of the bill of exchange sale report to the SEC Office within the period as specified by the Securities and
global financial market volatilities in the face of uncertainties in the US’s policies. In the meantime, domestic political situation also warrants monitoring as the government is preparing for an election
One of the objectives of the Thai capital market development plan is to enable the public to access and utilize the capital market for savings and investment purposes. SET has taken steps to
work for audit firms having quality assurance system in compliance with professional standards, the SEC regularly inspects the firm?s audit quality to uphold market fairness, ensure proper investor
obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
) cooperation.AMBIF, an initiative of ASEAN Bond Market Forum (ABMF), aims to boost product quantity and variety and the growth of bond market in ASEAN + 3 in response to demand of fundraisers and investors in the
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and
>วันที่ถาม : 21/06/2562 วันที่ตอบ : 25/06/2562 คำถาม : designated market maker ของตลาดหลักทรัพย์สิงคโปร์(SGX) มีลักษณะ