clients ? dishonestly used the information regarding clients? trading orders he had accessed by virtue of his duty and ran a fraudulent scheme whereby the orders of UBS?s clients would match with those of

their trading decisions without objection or asking for any information of those securities. In addition, it was found that a client of Onjira asked her to make trading decision on his behalf while Wasana

conversation indicated that {A} and {B} specified securities, amount and price for their clients and the clients accepted their trading decisions without objection or asking for any information of those

of the project and download application form at www.sec.or.th/ipop or facebook: www.facebook.com/secipop, or call for information at tel. 0-2263-6000. Application forms can be submitted at F.T.I

without any supporting information to persuade her client to purchase the shares. The client eventually purchased PAO shares and {D} shared the profit with {F}, {G}, and {H}.{F} and {G} bought some PAO

and Cooperation and the Exchange of Information (“MMOU”) (IOSCO MMOU”) ข้อ 3   เพื่อไม่ให้เป็นการเลี่ยงหลักเกณฑ์ว่าด้วยการเสนอขายโทเคนดิจิทัลต่อประชาชนใน

Understanding Concerning Consultation and Cooperation and the Exchange of Information (“MMOU”) (“IOSCO MMOU”)        (ข) ประเทศอื่นนอกจาก (ก) ที่มีมาตรฐาน

information, together with close collaboration with the private sector, will be key to protecting investors without hindering the rapid pace of innovation in today’s context.In addition, the SEC Secretary

meeting. As for the electronic conferencing as per paragraph three, there shall be the information security process, namely, audio recording shall be required or both audio and visual recording, as the case

attending the meeting shall be in Thailand at the time of such meeting. As for the electronic conferencing as per paragraph three, there shall be the information security process, namely, audio recording