case where securities company offer a firm quotation, such securities company shall; (1) Purchase or sell with such offering price and shall making a clearly understanding with counter trader about the

9. Securities company shall notify its counter trader whether such offering price is a firm quotation or an indicative quotation. Clause 10. In case where securities company offer a firm quotation

. To contact and solicit an investor to become a counterparty of a private fund, the management company must take into consideration such investor’s investment policy, and offer an investment which is

consideration such investor’s investment policy, and offer an investment which is suitable to the investment objectives, knowledge and understanding of investment, acceptable risks, and other factors of the

company. Clause 7. To contact and solicit an investor to become a counterparty of a private fund, the management company must take into consideration such investor’s investment policy, and offer an

funds from the public. In an ICO process, ICO issuer will offer digital tokens in exchange for cryptocurrency, such as Bitcoin or Ether. Since the digital tokens can diverge widely in design and

Commission  SorNor. 14/2552 Prospectus for Offer for Sale of Newly Issued Investment Units of Property Funds for Solving Financial Institution Problems and Property and Loan Funds  (4723) 30/06/2009 16/07/2009

56-1 | Financial | Tender Offer | Whitewash | Annual Report | 59-2 | Equity-News | All Document *  สำหรับผู้ที่ใช้งาน Internet Explorer version 7.0 (IE 7) เป็นต้นไป ในกรณีที่ท่านเลือกใช้งานเมนูต่างๆ

Regulations on Offer for Sale of Securities through Electronic System or Network (No. 2)  (6643) 10/07/2015 20/07/2015 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road

ตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้านอกจากที่กำหนดให้แสดงไว้ในรายการที่ 1.1.1 – 1.1.2 เช่น รายได้จากการเป็นตัวแทนในการรับซื้อหลักทรัพย์ (Tender offer agent) เป็นต้น ทั้งนี้ ไม่รวมถึง ค่านายหน้าหรือผลตอบแทนจาก