Bangkok, December 4, 2012 - The SEC suspended {A} of Finansia Syrus Securities PLC for four months and 15 days; and also suspended {B} of Hua Seng Heng Gold Futures Co., Ltd. for three months
Co. Ltd. that {A} had been authorized by his clients to make securities trading decisions on the clients' behalf where he frequently made trading decisions with relatively significant volume. He
proposed additional agenda on purchasing shares of KITHA Properties Co., Ltd. (KITHA) at the price not exceeding 800 million baht. The agenda was considered and approved at the meeting.As the purchase of
Bangkok, December 8, 2014 - The SEC suspended {A}, a capital market investment consultant and investment planner for six months. She was an Assistant Managing Director of {X1} Co., Ltd., while the
หุ้นบริษัท SOLAR จากการที่ SOLAR ร่วมกับ Wuxi Suntech Power Co., Ltd. ("SUNTECH") ชนะการประมูลโครงการก่อสร้างของบริษัท บางจากปิโตรเลียม จำกัด (มหาชน) ("BCP") ซึ่งจะทำให้ SOLAR ได้รับส่วนแบ่งรายได้ประมาณ
's trading account to purchase 75,000 GLOBAL shares by utilizing the non-public information he accessed by virtue of his positions. Such information was SCG Distribution Co., Ltd., a subsidary
Mr. Sarun Boonmesrisanga Aux Cayes FinTech Co. Ltd. ("OKX") operates https://www.okx.com/th, providing a digital asset trading platform and applying a 0.1% transaction fee on customers'
Mr. Nut Joongwong Aux Cayes FinTech Co. Ltd. ("OKX") operates https://www.okx.com/th, providing a digital asset trading platform and applying a 0.1% transaction fee on customers'
Mr. Smithi Charoenmin Aux Cayes FinTech Co. Ltd. ("OKX") operates https://www.okx.com/th, providing a digital asset trading platform and applying a 0.1% transaction fee on customers'