(1992); “Commercial Bank” means commercial bank under the law on commercial bank business. (Translation) -2- Chapter 1 Criteria for Approval to Use Derivatives Investor Contact Service Clause 3
Office. The Office shall grant permission to a management company to establish a branch office provided that the management company meets the following criteria: (1) The management company has sound
procedures prescribed by the Office. The Office shall grant permission to a management company to establish a branch office provided that the management company meets the following criteria: (1) The management
meets the following criteria: (1) The management company has sound financial position; (2) The management company has no sign of misconducts or no records which make it inappropriate for the company to
of June 30, 2018), and when calculating the size of the entry criteria, the value of Net Tangible Asset is 0.07%. The total value of consideration combining with the acquisition of assets in the past 6
transaction is less than 15 percent. Therefore, the information disclosed in the Notification of the Acquisition or Disposal of Assets 3.5 Criteria for Measurement of Connected Transactions Comparing net asset
qualified with criteria as prescribed under Clause 3, the SEC Office would make the proposal to the Securities and Exchange Commission for consideration of granting an approval within 60 days as from the date
compliance with international standard sustainable investment criteria, and subject to stricter oversight than other regular mutual funds. Once established, Thai ESG Funds must set an investment policy and
brokerage licensee shall pay the fee according to the following criteria: (1) the license fee for members of the Stock Exchange who undertakes securities brokerage business on the Stock Exchange shall be at
A securities brokerage licensee shall pay the fee according to the following criteria: (1) the license fee for members of the Stock Exchange who undertakes securities brokerage business on the Stock