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digital asset issuance and offering in the primary market and the undertaking of digital asset businesses in the secondary market remains in compliance with the Emergency Decree on Digital Asset

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10133

SEC files criminal complaint against GISP Ltd. together with its executive and Navista Global Markets Ltd. for operating unlicensed derivatives business

Bangkok, September 11, 2012 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against GISP Ltd. (GISP), Mr. Supawit Sootisong, and Navista

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4711

SEC urges SCAN shareholders to carefully study the information before ratifying nearly 1,500 million baht connected transactions and acquisition of assets

Bangkok, August 25, 2011 - The SEC urges shareholders of Scan Global Plc. (SCAN) to carefully study information before ratifying the 11 connected transactions and the acquisition of assets that SCAN

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4592

SEC public hearing on rules regarding securities and derivatives trading services with limited discretion according to clients? pre-determined investment scope

Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6494

ก.ล.ต. ร่วมมือ 2 องค์กรจัดงานสัมมนาออนไลน์ในหัวข้อ Transition Finance for Investors and Public listed Companies in Thailand

ระหว่างประเทศด้านสิ่งแวดล้อมจัดงานสัมมนาออนไลน์ในหัวข้อ Transition Finance for Investors and Public listed Companies in Thailand โดยมีนางสาวจอมขวัญ คงสกุล ผู้ช่วยเลขาธิการ ก.ล.ต. ร่วมกับนาย Sean Kidney

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=9726

SEC jointly with private sector launches ?A thousand baht, Start a journey to your dream? to boost saving and investment discipline

International Banks (AIB), the Association of Securities Companies (ASCO), and the Thai Listed Companies Association (TLCA), launched a project called ?A thousand baht, Start a journey to your dream? to promote

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5313

SEC sanctions five investment consultants for trading securities through clients' accounts for their own benefits and using non-financial institution loans

Bangkok, February 4, 2013 - The SEC suspended two capital market investment consultants, namely, {B} and {C}, as well as, two securities investment consultants, namely, {A} and {D} (formerly {F}), of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4857

Public hearing on proposed revisions to rules governing intermediaries for the sale of investment units and investment advisors in the capital market

Bangkok, March 12, 2013 ? The SEC is seeking public comment on proposed regulatory revisions to increase the numbers of intermediaries for the sale of investment units and investment advisors in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4896

SEC warns digital asset business operators to comply with the regulations and encourages the public to use services from licensed entities

The SEC has found that World app users will receive WLD tokens through an airdrop after registering for the service via the World App and verifying their humanity (Proof of Human) through an Orb

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12196

ก.ล.ต. ร่วมเสวนาในงาน Insights Forum หัวข้อ “Balancing integrity and inclusion in AML/CFT: From standards to practice” ณ สิงคโปร์

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวนภนวลพรรณ ภวสันต์ ผู้ช่วยเลขาธิการ เข้าร่วมเสวนาในงาน Insights Forum หัวข้อ “Balancing integrity and inclusion in AML/CFT: From

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=12217