therefore imposed the following sanctions: (1) Suspending approval for {A} as investment consultant for complex instruments type 1** and as assistant manager or an equivalent position for 15
/2019 on May 10, 2019, therefore, approved this joint project with the SET whereby IAA will be the project manager and qualified securities companies will produce more securities research reports on small
involved with the capital market to ensure protection of the market's best interest, and the SET manager shall be ex officio board member. The directors, except the SET manager, shall hold office for a
for a period of four months and 40 days, respectively.In the case of {A}, who was a securities investment consultant and a branch manager at KASIKORNBANK Public Company Limited (KBANK) while committing
Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of
, investment status and the approximate spending amount. In case of acquiring assets or investment in a business unrelated to the current one, clarify the reason(s) and the background of such asset acquisition
business, clarify the nature of the business to be invested, investment status and the approximate spending amount. In case of acquiring assets or investment in a business unrelated to the current one
Issuer - - 12 - Registration Statement/Draft Prospectus Commercial name of the issuer…………………………………….. Offer for sale …………………………………………………. lead Manager………………… Bondholder’s Representative………………… Registrar
(s) found) Name Year Receive Date Details Data not found Finanacial Statements ( 14 record(s) found) Year Status Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2021
/2022 GLOBAL POWER SYNERGY PUBLIC COMPANY LIMITED 2020 09/03/2021 GLOBAL POWER SYNERGY PUBLIC COMPANY LIMITED 2019 08/05/2020 Finanacial Statements ( 22 record(s) found) Year Status Type Period As Of