trading orders when obtaining orders from clients. In this regard, the aforesaid actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re

market personnel for the period of one year. ----------------*Their actions were in violation of Clauses 20(1) and 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555

Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving

digital asset business in accordance with the notification of the SEC. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 2/2023 Dated 24/04/2023

and January 20, 2025, Merkle failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL

a notification system when the transactions occurred with 5,000 wallet addresses on 1000x.live leading to the completion of the system for operating the business on 1000x.live. Accordingly, 1000X and

; - a civil monetary penalty of 1,729,375.00 Baht By virtue of the notification No. Thor Lor Tor 8/2557, the SEC Office has revoked the approval of property fund manager granted to Mr. Yinganan

former declaration and explanation on the performance of Company and its subsidiaries, the 2nd-quarter net profits had been somewhat dropped mainly due to the uncontrollable factors that affected the

1188 FAX : +66 (0) 2625 1103 www.jubileediamond.co.th No. CS07/2020 May 12nd, 2020 Subject: Declaration of Operating Results for the 1st quarter ended 31 March 2020 Attn: Director and Manager, The Stock