the Registration Statement for debt securities offering and committing a fraud to gain assets of the exploited public, liable to be offenses under the Securities and Exchange Act B.E. 2535 (1992) (SEA
liquidity problem of an issuer of bills of exchange, which was material information for investment decision making of investors. Her misconduct was deemed failure to give advice or information to
related policies or guidelines in accordance with the Notification of the Securities and Exchange Commission concerning Rules in Detail on Establishment of Information Technology System as well as the
investigation. Any act liable to be an offense under the Securities and Exchange Act B.E. 2535 (1992), the Derivatives Act. B.E. 2546 (2003), or the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018
Regulation regarding Measures in Case of Events that May Affect the Listed Companies’ Financial Condition and Business Operation B.E. 2561 (2018), effective since 2 June 2018.**Regulation of the Stock Exchange
. ได้เข้าพบหารือกับ H.E. U Maung Maung Win, Deputy Minister of Planning and Finance และ Chairman of Securities and Exchange Commission of Myanmar (SECM) (ที่ 6 จากซ้าย) พร้อมด้วยคณะผู้บริหาร SECM เมื่อ
issues such regulations with approval from the SEC.______________________Remarks: * Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 7/2562
(Securities and Exchange Commission of Cambodia : SECC) ร่วมกล่าวเปิดงานสัมมนาออนไลน์ ในหัวข้อ “The implementation of Risk-based Approach Compliance Review Methodology for Financial Reporting of Listed
facsimile: 0-2033-9660 or email: piyatit@sec.or.th and witchulada@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and Exchange Commission, Thailand 333
” ซึ่ง UN Women จัดขึ้นเนื่องในวันสตรีสากล (International Women’s Day) โดยมี Atty. Roel A. Refran, Senior Vice President & Chief Operating Officer, Philippine Stock Exchange, Ms. Lin Bo, Deputy Secretary