Notification on Standard Conduct of Business, mutatis mutandis, except in the case where this Notification prescribes specific regulations otherwise. 2 In contacting and providing services related to selling
risk Specific risk Short put option 1. long the underlying
Company, at the offering price of THB 1 per share 2.) to allocate the 100,000,000 newly issued shares with a par value of THB 1 per share to specific investors (Private Placement). The detail of capital
of investment in such securities; “general advice” means an investment advice given to any person without considering of investment objective, financial status or individual needs; “specific advice
. (Translation) -3- “general advice”5 means an investment advice given to any person without considering of investment objective, financial status or individual needs; “specific advice”6 means an investment advice
without considering of investment objective, financial status or individual needs; “specific advice”6 means an investment advice given to any person that suitable to investment objective, financial status
aforesaid statement to certify that derivatives broker have given an explanation of risk in derivatives trading. Clause 22. In cases where customer wishes to trade derivatives contract with specific risk
risk in derivatives trading. Clause 22. In cases where customer wishes to trade derivatives contract with specific risk which is different from that specified in the risk disclosure statement in Clause
on the register of persons qualified to be fund manager. In this regard, the management company shall appoint not more than one person from such register pursuant to the specific rules under Clause 7