suitability, update of customers’ information, use of consulting experts, no pressure on customers’ decision-making, and specific conditions for digital asset trading centers and dealers like a case of
, SEC Chief advised that financial institutions and business operators lay out a comprehensive risk management scheme, covering five specific areas of business operation, as follows
financial institution established under specific law. ?Recently, bills of exchange have been actively used for fundraising not only from institutional investors but also from private individuals either
by specific law.Public sector organizations must comply with the criteria and disclose information in the same manner as private issuers where filing of an application for offering approval is required
national employment system and students. In addition, long-term savings tools for specific professions, such as direct sales, will be developed and more varieties of investment channels will be created to
Funds: Trick or Treat,? said that trigger fund has recently become a popular kind of mutual funds among Thai investors because it advertises high returns within specific timeframes. However, there are
include, the following matters: (1) Determination of types and characteristics of investible assets based on principles instead of specific details; (2) Permission for mutual funds to invest in more
products and under specific conditions.? The revised regulation will widen availability of foreign CRAs? rating information on local and foreign financial products or businesses so that local investors can
financial health, with age-appropriate and group-specific investor education, as well as promoting investors to become smart investors who understand risks, know their rights, avoid investment scams, and are
). However, despite the ongoing upward trend, the issuances of these bonds were disproportionately small compared to the overall bond market. In addition, most issuers were large-scale companies in specific