, and securities depository center in accordance with Section 206 and Section 222 of the Securities and Exchange Act B.E. 2535 (1992) (SEA).* The Meeting also approved the principles for amending the

of criteria for application for approval for issuing and offering of debt securities in line with non-listed companies and duties for preparing and submitting reports on financial condition and

Earlier, SEC conducted a public hearing on the principle of understanding investment in leasehold funds and funds with revenue sharing agreements and the fund/trust disclosure of investment return

types of securities business license, namely (1) Type E Securities Business License* for equity instruments, and (2) Private Fund Management License. The proposed amendment aims to increase choices of

According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the

UREKA will hold the annual general shareholders’ meeting on 30 April 2020 to seek approval for the investment of its subsidiary Ureka UU Co., Ltd. (UU) in two water supply projects to produce and

According to a referral from MBKET and SEC’s further inspection, during May 2016 – December 2018, {A} executed trading orders of securities and derivatives for a client in the following manners: (1

Pursuant to the MOU, SEC and TGO will cooperate in sharing knowledge, communicating and giving advice to listed companies, securities issuers or business operators under SEC supervision regarding the

repo agreements of listed securities and investment units with both institutional investors and non-institutional investors. Thus, securities companies and investors will be able to use such repo

The strategic plan was announced at the SEC Conference on Driving Capital Market toward Transformation, Growth and Sustainability on 25 February 2020 at The Athenee Hotel Bangkok. The conference