an employee of MTS Gold Futures Co., Ltd., effective from November 20, 2012.Following a report on {A} case filed by Sicco Securities PLC (presently CIMB Securities International (Thailand) PLC), the

draft, taking into account comments from public hearing on proposed principles early this year, covers prevention on use of inside information, transactions with related persons for the benefit of clients

interested can submit an application form along with supplementary documents from January 5-23, 2015 at the SEC Office. The SEC Board will select two candidates and proposed to the Finance Minister for

securities trading was made from the client and seeking benefits from client during performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the

auditor qualifications in relation to experiences and introduction of new measures and sanctions relative to levels of misconduct ranging from minor to serious. In addition, the approval criteria for

Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the

digital era leaders to share their experiences and for the audience to gain insights from both public and private sector executives. The discussion covered topics such as organizational digital

photo (from left to right):1. Mrs. Pattanaporn Tripipat, Assistant Secretary‑General, SEC2. Mr. Samroum Boonserm, Assistant Permanent Secretary for Justice3. Pol.Lt.Col. Sutthisak Jitpimonmas, Assistant

attended by representatives from the private sector and relevant agencies, including the Office of the National Economic and Social Development Council (NESDC), the Bank of Thailand (BOT), the Federation of

. These engagements brought together senior executives of regulatory authorities and leaders from the private sector to engage in discussions and exchange experiences on capital market supervision and