house” means any derivatives clearing house according to the Law on Derivatives; “securities clearing house” means any securities clearing house according to the Law on Securities and Exchange
such information to other employees where the disclosure is not necessary in by applicable law or regulation. b. The policies, procedures, and controls should require the CRA and its employees to take
Printable Format - Laws and Regulations Investment Advisory |- Licensing/Ministerial Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางบุตรี หวังศิริรุ่งเรือง ผู้อำนวยการฝ่ายส่งเสริมนวัตกรรมทางการเงินดิจิทัล เข้าร่วมบรรยายหัวข้อ “Navigating Digital Asset Regulation
Climate Finance & Green Tokenization Seminar. She gave a presentation on the topic, “Climate Finance and Green Tokenization,” sharing insights and perspectives on promoting digital asset regulation among
. The briefing focused on enhanced collaboration between the SEC and the Stock Exchange of Thailand (SET) in areas such as capital market regulation, digital transformation for a sustainable digital
capital market, particularly regarding the development and regulation of digital assets. The two parties also shared views on the current landscape of digital asset operations, international investment
regulation. Key highlights included: (1) Utilizing AI to detect suspicious trading behaviors and potential misconduct, aimed at promoting transparency and strengthening investor protection, and (2) Building an
regulation, fundraising promotion through investment tokens, utilization of data, and human resources development for digital asset businesses. Additionally, both parties collaboratively laid out guidelines
-19 Crisis หัวข้อ “Policy Panel on Regulation and Framework in the Region” โดยให้ข้อมูลเกี่ยวกับการดำเนินการของ ก.ล.ต. ในการส่งเสริมการเงินที่ยั่งยืน (sustainable finance) ผ่านกลไกตลาดทุนไทย พร้อม