Clause 4 as well as the following information: (1) Customer type, whether an institutional or retail investor, and also indicate where a customer placing orders for several persons or through series of
: (1) Customer type, whether an institutional or retail investor, and also indicate where a customer placing orders for several persons or through series of accounts in undisclosed manner (omnibus
underlying shares of ETF subject to ETF scheme, as the case may be, in the possession of the securities company or its client during placing short selling order, in case of short selling by means of entering
units for exchanging with underlying shares of ETF subject to ETF scheme, as the case may be, in the possession of the securities company or its client during placing short selling order, in case of short
the securities company or its client during placing short selling order, in case of short selling by means of entering into exchanging in-kind for making delivery; 4 (b) there has been an order to
not involve a change of beneficial ownership of such securities; 2. Placing a https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/MARKETMISCONDUCT.aspx < 1 ... >> > < 1 ... >> > Previous 1 2 3 4 ... Last
mai. This manipulation involved continuous trading activities both before the morning trading session and during intraday trading. Examples include placing large-volume buy and/or sell orders across
by continuously placing orders to buy and sell KDH shares in a manner that pushed the price upward. They placed large-volume orders at multiple price levels, including aggressive buy orders and sell
1,487 million. The details are as follow: • Net cash flow from operating activities of Baht 2,962 million from power plants operation in 1H/2018. • Net cash flow from investing activities of Baht 2,169
Responsible Investing Fund and Thailand ESG Fund, along with a handbook on good practices for managing and disclosing climate-related risks for AMCs. Additionally, training has been provided to AMCs and