. 2546 (2003) and liable to punishments under Section 125 of the said Act, namely up to three years? imprisonment or up to 300,000 baht fine or both, and a daily fine of 10,000 baht throughout the period
Securities and Exchange Act of 1992. Their actions therefore were in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years and a fine from 200,000
Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not exceeding three years or a fine not exceeding three hundred thousand baht or both and a further
responsible for the operation of the reporting entity?s orders or action, failure to give instructions or perform their duty, such person may also liable to the penalty under the said Acts.SEC Secretary-General
person undertaking derivatives business without obtaining proper authorization from the SEC in contravention of Section 16 of the Act shall be criminally liable under Section 125 of the Act. The SEC
matched to benefit the same persons, which is liable to contravention of Section 243 (1) (2) and Section 244 of the Securities and Exchange Act of 1992 and Sections 83 and 86 of the Criminal Code, as the
and honestly in violation of Section 89/7 of the Securities and Exchange Act of 1992 (SEA), which caused him or other persons to gain benefit and was consequently liable to the penalties as prescribed
Mr. Tanit Ratchanontanunkron Mr. Tanit Ratchanontanunkron, who is an authorized director of the MRC - BIZ Company Limited and is responsible for the operation of the company, shall be liable for an
Mr. Phurich Nanavaratorn Mr. Phurich Nanavaratorn, a managing director for the operation of Polaris Capital Public Company Limited ("POLAR"), shall be liable for POLAR’s failure to prepare
Exchange Act, which was a result of a failure to order or act of POLAR's directors, namely: Mr. Yanakorn Warakunrak and Mr. Poonsak Chumchuay. Therefore, Mr. Yanakorn was liable to the civil sanctions