of Thailand (SET)?s referral, the SEC?s further investigation has revealed that Paweena, then president and chairman of the executive board of UMI, together with Punnaporn, Warunya and Trairath agreed

Bangkok, April 11, 2013 - The SEC revoked the approval of investment consultant {A} of Finansia Syrus Securities Plc.Following client complaints, the SEC upon investigation found that {A} had agreed

penalties under Section 296 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter the settlement procedure, the Settlement Committee imposed fines on Choavalit

discussed with AIMC on investor protection and standardization of NAV calculation for the industry where the regulator and the association mutually agreed that AIMC guideline for NAV calculation must be

Bangkok, December 21, 2011 - The SEC Board agreed in principle to allow offer for sale of foreign Collective Investment Scheme ("CIS") to non-retail investor in Thailand in accordance with the 2010

actions, as aider and abettor, were in violation of Section 241 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter the settlement procedure, the Settlement

executives for 22 months or 28 months (as the case may be).In this regard, while one offender agreed to comply with the civil sanctions imposed by the CSC, Miss Paranya Rudjanapronpajee refused to do so

directors or executives for 28 months or 17 months, as the case may be.In this regard, while one offender agreed to comply with the civil sanctions imposed by the CSC, Mr. Suthee Siripornpitak, refused to do

Previously, during November–December 2025, the SEC conducted a public hearing on the principles underlying the proposed amendments. Most respondents agreed with the proposed approach. The key

. 16/06/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the