greenwashing. The SEC grants fee exemptions, namely the 100,000 Baht application fee for approval of the establishment of a new SRI Fund, and the 5,000 Baht application fee for approval of the modification of

Following a complaint in 2023, the SEC conducted an investigation, coordinated with the DSI and found evidence that, during 2020, four directors and executives of NUSA, namely (1) Mrs. Siriya

Strategic Plan toward effective outcomes.”  The Strategic Plan 2022 – 2024 aims to achieve three main objectives, namely (1) enhancing competitiveness, (2) ensuring inclusiveness, and (3) strengthening trust

signatories are categorized into three groups, namely (1) Asset Owner, (2) Investment Manager, and (3) Professional Service Provider. The signatories agree to comply with the six Principles for Responsible

, namely Brunei Darussalam, Cambodia, Indonesia, Lao PDR, Malaysia, Myanmar, Philippines, Singapore, Thailand and Vietnam. ·         The ASEAN Economic Community (AEC) was established in 2015 and is a

financial transactions through her own bank account, and (7) Veerawat, who also knew and persuaded several persons ? namely, Pattarapob, Sunchai, Teerasit and Kitisan ? to take the positions of director and

of civil sanction, the six ordinary persons above, namely (2) Pranay, (3) Manish, (5) Amit, (6) Supritha, (7) Anurag and (8) Rahul were deemed to possess untrustworthy characteristics and prohibited

With the case referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that the four offenders, namely (1) Mr. Win Udomrachtavanich, (2) Mr. Ratachai

Bangkok, July 4, 2016 ? The SEC has revoked the approval of two capital market investment consultants, namely Ms. Panita Autthasereevong and Ms. Nitchawan Singkham, for 10 years each, starting July 1

authorities, namely inquiry officers under the Bureau of Financial and Banking Crime of the Department of Special Investigation (DSI), and public prosecutors under the Department of Special Litigation of the