financial transactions through her own bank account, and (7) Veerawat, who also knew and persuaded several persons ? namely, Pattarapob, Sunchai, Teerasit and Kitisan ? to take the positions of director and

of civil sanction, the six ordinary persons above, namely (2) Pranay, (3) Manish, (5) Amit, (6) Supritha, (7) Anurag and (8) Rahul were deemed to possess untrustworthy characteristics and prohibited

With the case referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that the four offenders, namely (1) Mr. Win Udomrachtavanich, (2) Mr. Ratachai

Bangkok, July 4, 2016 ? The SEC has revoked the approval of two capital market investment consultants, namely Ms. Panita Autthasereevong and Ms. Nitchawan Singkham, for 10 years each, starting July 1

authorities, namely inquiry officers under the Bureau of Financial and Banking Crime of the Department of Special Investigation (DSI), and public prosecutors under the Department of Special Litigation of the

ACMF is a grouping of the region's capital market regulators comprising all ASEAN member countries namely Brunei, Cambodia, Indonesia, Lao PDR, Malaysia, Myanmar, the Philippines, Singapore, Thailand and

of Section 16 of the Derivatives Act B.E. 2546 (2003). In this regard, the SEC filed a criminal complaint with the ECD Police against {X1} Co., Ltd. and its executives, namely {A}, as company director

(UBS), for taking unlawful gains for himself or others at the expense of UBS?s clients. The complaint also alleged six other persons for aiding and abetting Numkrit?s commission of misconduct, namely (1

Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and

aiders and abettors to five year imprisonment for entering into gas tank renting contract with PICNI as counterparties, namely, Anukool Tungreungkiat, authorized  person of Theparak Gas Bottling Plant Co