application for obtaining an approval together with evidentiary documentation according to the directives and means on the website of the SEC Office and shall pay the application fee on the date of such
Notification: “institutional investor” means an institutional investor as defined by the Notification of the Securities and Exchange Commission Re: Determination of Definitions of Institutional Investor, Ultra
house” means any derivatives clearing house according to the Law on Derivatives; “securities clearing house” means any securities clearing house according to the Law on Securities and Exchange
this Notification: (1) “administrative proceedings” means proceedings related to consideration on administrative sanction; (2) “administrative sanction” means administrative sanction specified under law
Notification: “ institutional investor ” means an institutional investor as defined by the Notification of the Securities and Exchange Commission Re: Determination of Definitions of Institutional Investor, Ultra
Asia: Taking Corporate Governance to a Higher Level disclosure process, including submission and dissemination of financial and non-financial information by electronic means. Where stock exchanges and
Initiative, as submitted in their activity reports to the SEC, are a means of imparting financial and investment knowledge to the public apart from the businesses’ normal product sales practices. The
without conditions, as of the issue date of the bills, and bills issued by the Bank of Thailand.** The offer for sale of bills through PP10 means an offer for sale of bills to investors according to any of
Sustainability-linked Bond (SLB).** GSSB includes green bond, social bond, and sustainability bond.*** PP-SME means an offering for sale of securities through private placement by small and medium-sized
._______________________Notes: * Liquidator means trustee, liquidator of trustee or an official receiver responsible for collecting, disposing of and allocating assets, including paying debts and expenses of the trust