responsible for the operation of the reporting entity?s orders or action, failure to give instructions or perform their duty, such person may also liable to the penalty under the said Acts.SEC Secretary-General

person undertaking derivatives business without obtaining proper authorization from the SEC in contravention of Section 16 of the Act shall be criminally liable under Section 125 of  the Act. The SEC

matched to benefit the same persons, which is liable to contravention of Section 243 (1) (2) and Section 244 of the Securities and Exchange Act of 1992 and Sections 83 and 86 of the Criminal Code, as the

and honestly in violation of Section 89/7 of the Securities and Exchange Act of 1992 (SEA), which caused him or other persons to gain benefit and was consequently liable to the penalties as prescribed

Mr. Tanit Ratchanontanunkron Mr. Tanit Ratchanontanunkron, who is an authorized director of the MRC - BIZ Company Limited and is responsible for the operation of the company, shall be liable for an

Mr. Phurich Nanavaratorn Mr. Phurich Nanavaratorn, a managing director for the operation of Polaris Capital Public Company Limited ("POLAR"), shall be liable for POLAR’s failure to prepare

Exchange Act, which was a result of a failure to order or act of POLAR's directors, namely: Mr. Yanakorn Warakunrak and Mr. Poonsak Chumchuay. Therefore, Mr. Yanakorn was liable to the civil sanctions

Exchange Act, which was a result of a failure to order or act of POLAR's directors, namely: Mr. Yanakorn Warakunrak and Mr. Poonsak Chumchuay. Therefore, Mr. Poonsak was liable to the civil sanctions

Emergency Decree on Loan Practices as Consumer Frauds of 1984 in cases of claiming high returns or instances liable to be a Ponzi scheme;                (5) Forwarding cases to the Bank of Thailand (BOT

other persons regarding the prices or trading volumes of the securities, liable to be offenses under Section 244/3(1) in conjunction with Section 244/5(2)(3) of the Securities and Exchange Act B.E. 2535