with customers’ asset safekeeping. This is to allow the general public to reap standardized services, while business operators are under proper supervision, in the same level with supervision on
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC Board Meeting No. 6/2562 has approved the restructuring of the SEC organization at the-line-of-command level, the rearrangement of the
โอกาสของการระดมทุนแบบยั่งยืนในภูมิภาคอาเซียน (High-Level Roundtable on Green Finance Opportunities in ASEAN) ในหัวข้อบทบาทของผู้กำหนดนโยบาย ร่วมกับผู้บริหารระดับสูงจากหน่วยงานต่าง ๆ ที่เกี่ยวข้องจาก
สิ่งที่ใช้ยืนยันตัวตน (Authenticator Assurance Level: AAL) สำหรับธุรกรรมเสี่ยงดังกล่าวเป็นมาตรฐานขั้นต่ำอยู่ที่ระดับ AAL 2.1* ส่วนธุรกรรมอื่นกำหนดขั้นต่ำอยู่ที่ระดับ AAL 1* ทั้งนี้ ก.ล.ต. ได้เผยแพร่
company, (2) Be under the supervision of high-level management, (3) Have knowledge, ability and readiness to undertake the duty, and (4) Execute the duty by taking into consideration the benefits of
Mr. A did not consent to bring an end to the case at the SEC level, the SEC therefore decided to send a letter to the prosecutor to file a civil lawsuit against Mr. A and press for civil sanctions
completing all courses, the learners will be invited to take the Crypto Quotient (CQ) Test to check the level of their readiness for entering the world of digital assets investment. The interested public is
partnership between the SEC and the SET at the policy making level, after which the meetings for management and operating staff levels will be followed. The SEC and the SET are committed to working together
having medium to high risk level without principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete
trigger point to make a tender offer will be exempted from duty to make the offer if (i) within seven business days, such person reduces the portion of shares in the business to the level that is below the