forms in order to have sufficient information to supervise the aforementioned risks and to provide appropriate measures to respond to the case of such events, which could immediately slow down or
reviews and revisions in going forward. In this connection, related supervisory policies and measures were endorsed by both parties. “This collaborative meeting is a good opportunity for reinforcing
been implementing several measures for preparing market participants for the amended rules. More emphasis is on sufficient and reliable disclosure of information by issuing companies and financial
law having measures for investor protection comparable to those provided under the SEA. Furthermore, penal provisions will also be amended to punish those committed offences under the SEA overseas but
, guidelines, service provider supervision, risk management, and business continuity measures. However, outsourcing does not discharge business operators from responsibility in the outsourced activities
the completeness of the information before distributing to shareholders. In this regard, the revised rules together with the silent period measures prescribed by the Stock Exchange of Thailand are
where service provider is unable to perform the outsource activities; and (iii) measures to prevent conflict of interest are also required. For outsourcing to a company in corporate group which is a
relevant to its core or non-core businesses upon conditions that they have an apparent outsourcing policy, measures, criteria, and service provider control system. Outsourcing however does not discharge
platforms.Over the years, reports of suspicious instances and assistance requests have served as crucial information that help shape proactive measures for the Investment Scam Hotline under the SEC Complaint