Notification and shall also comply with the explanation attached hereto. Clause 4. In the case where the securities company desires to submit a financial statement under Clause 3 to the Office in the form of
where the management company has a business 7 transaction that may cause a conflict of interest, in which case the information on such conflict of interest shall be disclosed, for example, the management
user of various division have to participate in preparing a policy with approval by the Board of company at least. In case where the securities company is the affiliated company of other financial
staff and user of various division have to participate in preparing a policy with approval by the Board of company at least. In case where the securities company is the affiliated company of other
appropriate; (2) establish a measure for protection of confidential or sensitive data in case of loss of mobile devices, for example, entering passwords prior to using a mobile device (lock screen) or remote
Company A by filing another set of Form 246-2. Example of the calculation in the case of the business having treasury stocks: ■ Company A has 1 million voting rights of the total paid-up share capital and a
Company A by filing one set of Form 246-2 and is obliged to report his acquisition of convertible securities in Company A by filing another set of Form 246-2. Example of the calculation in the case of the
. 2535 (including in the case of acquisition through the chain principle) 8. Type of securities subject to the reporting obligation for this acquisition or disposition: 8.1 Shares ( √ ) Common shares
set of Form 246-2. Example of the calculation in the case of the business having treasury stocks: ■ Company A has 1 million voting rights of the total paid-up share capital and a total of 50,000 issued