Application to add more functions. The Company also launched the E-statements service and introduced the kiosk concept at some of branches in order to reduce our operation cost. - Bad debt and Doubtful accounts
person who is not the REIT manager, the trustee shall comply with the rules as prescribed in the Notification of the Capital Market Supervisory Board concerning Outsourcing of Functions relating to
service provider’s compliance with the rules related to outsourced functions prescribed by the Securities and Exchange Commission, the Capital Market Supervisory Board or the SEC Office, including the
(Internal Audit and Compliance Functions) 6. มาตรการป้องกันความขัดแย้งทางผลประโยชน์ (Conflict of Interest) 7. การสนับสนุนด้านเทคโนโลยีสารสนเทศ (Information Technology Support)
intermidiary’s personnel who perform such functions and the disclosure of information concerning certain products in the capital market to its clients shall comply with this Chapter. Clause 23 An intermediary
___________________________ 8 Clause 22 In providing investment analysis or consultation to clients under Clause 38 of the Notification on Standard Conduct of Business, an intermidiary’s personnel who perform such functions
experience appropriate to the functions of which they are in charge; (4) it does not appear that the directors, executives, and controlling persons of the applicant have any untrustworthy characteristics in
. monitoring · Monitoring the importance operation system effectiveness to consistently and efficiently functions such as transmission system for securities trading, connection between company and Securities