characteristic in Group 1 under Clause 29; (2) having a record of being punished or legally proceeding against for management in the manner of deceit, fraud or dishonesty1 relating to offences against property as
) general information of the intermediary ; (2) characteristic, scope and condition of a service proposed to the client ; (3) channel for providing [or accessing to] the service and for communication; (4
the services: (1) general information of the intermediary; (2) characteristic, scope and condition of a service proposed to the client; (3) channel for providing [or accessing to] the service and for
return shall not be relied on any other underlying; (b) structured notes are considered as convertible bonds which have the following characteristic: 6 1. to specific the return, prior to exercising the
allocation and the number of new ordinary shares to be allocated to each of them, including all other terms and conditions to the extent as permitted by the Notification of the Capital Market Supervisory Board
been in effect prior to the effective date of this Notification shall remain in full force to the extent that they are not in conflict with or contrary to the provisions of this Notification until
remain in full force to the extent that they are not in conflict with or contrary to the provisions of this Notification until notifications, orders and circulars issued under or prescribing guidelines for
dated 3 August 2009 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that they are neither inconsistent with nor contrary to the
Fund Management Company dated 3 August 2009 which have been in effect prior to the effective date of this Notification shall remain in full force to the extent that they are neither inconsistent with nor