Notification is intended to prescribe the standard for the management of retail funds, accredited investor funds, mutual funds for institutional investors, and private funds to ensure that the management
and internal audit and control system in order to be able to efficiently operate derivatives business, including having control and follow up measures to ensure the implementation in accordance with the
system in order to be able to efficiently operate derivatives business, including having control and follow up measures to ensure the implementation in accordance with the aforementioned. Clause 6
updating its technological systems to ensure that it can cope with possibility of a significant surge in transaction volume. Nonetheless, commercial banks are likely to be exposed to technological failure
earnest, while also seeking new partners in order to ensure increased income and customer base, especially by providing financial transactions via online channels and multiple platforms. 3 1.3 Significant
direct regulation of CRAs and may incorporate elements of the IOSCO CRA Code itself. Finally, the IOSCO CRA Code only addresses measures that CRAs should adopt to help ensure that the Principles are
specified in this Notification principally. Clause 15 A trustee shall ensure that the trust instrument complies with all material aspects of the relevant laws and shall act in accordance with the following
tailored to meet each organization's specific requirements. Despite challenges from economic uncertainty, AIS exercises prudence to ensure the clients’ digital transformations are conducted in an efficient
clearly through any media or object and ensure that they are at least as prominent as the majority information in such advertisement. For example, the texts must be clear, legible or audible. The provision