public or instruments in which a fund plans to invest without the need to apply for an investment advisory license. The services provided by the said foreign CRAs are, however, limited only to permissible
บริหารจัดการ PVD และมี License ธุรกิจที่ปรึกษาการลงทุน สามารถลงทุนเพื่อเป็นทรัพย์สินของบริษัท แบบ short term speculation ได้หรือไม่ ข้อ 2 บริษัทกำหนดให้คณะกรรมการบริษัท 5 ท่านเป็นผู้พิจารณา
the contract, this Notification and relevant Notifications. Clause 7. The investment advisory company shall not permit the investment advisory agent to appoint a sub-agent. Clause 8.10 Repealed
Thailand so permit by virtue of law, the Securities and Exchange Commission acting as the Capital Market Supervisory Board under Section 60 of the Securities and Exchange Act (No. 4) B.E. 2551 (2008) hereby
type of assets, the acquired assets still include a Permit for Factory Operation which operates fabric, yarn and artificial leather dyeing that is needed to run the company and subsidiaries’ businesses
Clause 3; “ fee ” means a fee for undertaking business according to license; “ income ” means an income before deducting expenditures from undertaking business according to license; “ investment unit ”4
3; “fee” means a fee for undertaking business according to license; “income” means an income before deducting expenditures from undertaking business according to license; “investment unit”4 means the
securities business | - |- Registered Capital (Section 96) | - |- Revocation of License (Section 147) | - |- Decrease in Registered Capital (Section 98(1)) | - |- Fees (Section 14, 19) |- Business Conduct