Professional Portfolio International Ltd. Professional Portfolio International Ltd. (PPI) colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory

offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used website: www.ppi-advisory.com to lure investing public that it had very

Global Consultant Company Limited Global Consultant Company Limited (“Global”) colluded with the other alleged offender in operating securities businesses of brokerage. Furthermore, Global used

Mr. Niel Arthur Robbirt Mr. Niel Arthur Robbirt colluded with other alleged offender in operating securities businesses of brokerage and persuade the investors to invest by Global Consultant Limited

percent thresholds of the total voting rights of the businesses, as the case may be, without complying with the required rules, conditions, and procedures. Specifically, Sunrise submitted the report of the

or GLH benefited from these loans or any reasonable grounds to believe it was done for the benefit of GL and/or GLH businesses. SEC Act S.281/2 paragraph 2 in conjunction with 89/7 89/24 311 and

Saxo Capital Market Pte.,Ltd. Saxo Capital Market Pte.,Ltd. (Saxo) colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee

Mr. Chris Lum Mr. Chris Lum colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading account for

Mr. Victor Wongsonegoro Mr. Victor Wongsonegoro colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open

Ms. Chong Jia Min Ms. Chong Jia Min colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee investors to open trading account