December 2015). 4 application for obtaining derivatives business license type Sor-1 prior to the termination of such Act. (11)3 a person who obtains agricultural derivatives business license under
the Company during the past six months prior to this transaction, such disposal transaction is thus classified as a Class 1 asset disposal transaction, i.e., a transaction with a value higher than 50
) engagement in agreements with clients prior to providing services shall comply with the regulations under Chapter 3; (4) provisions of investment analysis and consultation to clients shall comply with the
in Chapter 3; (c) having obtained an approval from the SEC Office prior to performing function, except for any of the following cases: 2 Amended by the Notification of the Capital Market Supervisory
important. Prior to making an investment decision, investors must exercise own judgment when considering detailed information relating to the securities issuer and the conditions of securities, including the
which has been prepared to reflect investment in all 8 solar power plants in Japan, with the accredited power generation of 176.72 MW in aggregate. The restructuring plan must be completed prior to
as stipulated in Division 2 of this Chapter. Such application shall be submitted to the SEC Office at least 30 days prior to the expiration of currently available approval period. 3 Clause 7 The