an approval by the Office to act as a mutual fund manager but no longer performs such duty for any management company, wishes to maintain the status of an approved mutual fund manager, such person
an approval by the Office to act as a mutual fund manager but no longer performs such duty for any management company, wishes to maintain the status of an approved mutual fund manager, such person
subsidiary as a result of board meeting 6/2019 on August 14th, 2019; approval on acquisition of Glocon International Company Limited (Formerly known as Siam Gateway Company Limited) shares from all other
e-service Online Submission TSFC/IDB >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 22/2546 18/09/2003 16/10
e-service Online Submission Executives of securities companies and personnel in securities business >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the
e-service Online Submission Executives of securities companies and personnel in securities business >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the
e-service Online Submission Executives of securities companies and personnel in securities business >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the
e-service Online Submission See canceled document Derivatives Advisors >> Registrar and Licensing Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivative Act B.E
, e.g., exposure to high default risk, low return rate, unclear usage of funds, and non- transparent approval of transaction. The purchase of DEVA shares, a company with unstable financial status, and JJ
e-service Online Submission Derivatives Agent >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 35/2548 13/09/2005