), submitted orders for clients to trade shares of Unique Engineering and Construction PCL., (UNIQ) in a manner that inflated the share prices. The order were split into a number of orders despite it could be
fraud, causing damages to TUCC during 2010-2011. Those alleged offenders were (1) Yongyuth Ngamkaiwan, Director and CEO of Thai Unique Coil Center Plc. (TUCC); (2) Vacharee Ngamkriwan, TUCC Director and
client’s assets; □ (3.6) System to prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a
prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a system ready for keeping assets into
in s: ond quarter o ame period percent. An g a unique sale, and syn the camera e second qu from debts c se of 100.3 p 2017 was 8 inly from the ter of 2017, hased from f 017 017 Q2/20 51.8 84 40.6 107
the Share Purchase Agreement by August 31, 2017 (“Exclusivity Period”). During the Exclusivity Period, there was inconsistent circumstance and there were confidential information relating to this
disposition of assets of each private fund; (e) System for monitoring and tracking benefits arisen from private fund asset; (f) System to prevent conflict of interest and protect confidential information of
and protect confidential information of private fund; (g) Other systems showing the readiness to undertaking business as specified by the Notification of the Office. (4) Demonstrate that its personnel
บริษัท ยูนิค ไมนิง เซอร์วสิเซส จาํกัด (มหาชน) ทะเบียนเลขที 0107547000095 Unique Mining Services Public Company Limited Registration 0107547000095 26/23 อาคารอรกานต์ ชัน 7 ซอยชิดลม ถนนเพลินจิต แขวง