Basel Convertible Debenture IC Bond SUKUK Structured Debenture Common share (LiVEx) DR-Common share Depositary Receipt DR-Convertible debenture Depository Receipt Representing Foreign Securities NVDR
liable for UOB’s failure to prepare and submit the report on the sale results of structured notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the
company”, “executive”, “institutional investor”, “high net worth investor”, “short-term bond”, and “structured note” shall have the same definitions as given to such terms in the Notification of the
Portfolio Management) และอาจ ลงทุนหรือมีไวซึ่งตราสารที่มีสัญญาซื้อขายลวงหนาแฝง (Structured Note) ตามหลักเกณฑที่คณะ กรรมการ ก.ล.ต. และ/หรือสํานักงานคณะกรรมการ ก.ล.ต. ประกาศกําหนด มีกลยุทธการลงทุนครั้ง
methodologies. For example, a CRA should assess whether existing credit rating methodologies and models for determining credit ratings of structured finance products are appropriate when the risk characteristics
securities business is lost or destroyed, the association related to securities business may submit an application for a substitute of the license. Clause 6 A license for establishment shall take effect on its