317/1 of the SEA B.E. 2535 (1992) as amended by the SEA (No.5) B.E. 2559 (2016) prescribes that the criminal offenses under this Section shall be deemed the offenses whereby civil sanctions may be
, the SEC has three relevant notifications** amended with the salient features as follows: 1. Adjusting conditions for IA license exemption for foreign business operators, in which Thai business operators
national strategy in the area of sustainability. In addition, the SEC has amended the ICO disclosure rules to increase access to ICO information through ICO portals. The key points of the amendments are
on asset allocation to advise them to diversify their investment portfolio and on the risks associated with investing in such debt securities.Additionally, the SEC has amended the disclosure rules to
Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 48
Pursuant the Digital Asset Business Law, as amended, digital asset business operators having any of the following characteristics are deemed to be providing services to persons in Thailand, which
committing offenses shall be remitted to the Ministry of Finance as public revenue. Remark: * Civil sanctions are law enforcement measures under the Securities and Exchange Act B.E. 2535 (1992), as amended
remitted to the Ministry of Finance as public revenue. _________________________ ** Section 317/1 of the SEA B.E. 2535 (1992), as amended by the SEA (No. 5) B.E. 2559 (2016), prescribes that the
/2561, as amended by the SEC Notification No. Kor Thor 27/2565 (No. 18) https://publish.sec.or.th/nrs/9540s.pdf Business operators with NC-1 capital maintenance method are as follows:(1) Digital asset
) The Securities and Exchange Act to be amended to enable SEC to register the audit firms in the capital market and to supervise and impose sanction on an audit firm in the capital market found by SEC