improve flexibility in business operations and encourage business operators to set effective standards of custodian services.Besides, to prevent private funds’ assets may be seized according to the legal

Earlier, the Civil Sanction Committee resolved to impose civil sanctions on Mr. Thanawat, who was IFEC director and executive at the time of the offence. He was ordered to pay a civil fine and

rights over the two mines in Indonesia, at the total amount of USD731 million.After considering the disclosed information, the SEC questioned its appropriateness and the assumptions used in calculating the

for the client in acquiring KARAT?s shares from its major shareholder and launching a tender offer to delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the

(SET), revealed that Sinsathien, then managing director and president of PRO, had access to material nonpublic information about a joint venture between PRO and Enviro-Hub Holding Limited (E-Hub) while

already investigated TTA shareholding structure and request explanation from relevant persons. Under the SEC regulations, any person and persons hold or announce intention to hold at least 25% stake in TTA

Bangkok, April 21, 2014 ? The SEC jointly with the National Science and Technology Development Agency (NSTDA), the Stock Exchange of Thailand (SET), the Thai Business Incubators and Science Parks

Bangkok, March 25, 2014 ? SEC Secretary-General Vorapol Socatiyanurak emphasized importance of listed companies? Annual General Meeting of Shareholders (AGM), an event set up every year during March

greater use of trust for transactions in capital market.?????????? Vorapol Socatiyanurak, SEC Secretary-General revealed that the SEC Board approved to allow PE set up as trust, apart from being structured

proportion will be set to suit each type of funds. Asset management companies must make a cautious investment decision and conduct due diligence. In addition, information disclosure of instruments, risks