) Licensing / Registration (Section 16) Net Liquid Capital Rule (Section 49) Executives / Personnel Major Shareholders Business Conduct (Section 18) Margin Requirement (Section 18) Protection of Customer Assets
., discount on registration admission fee, annual fee and training fee from Thai Bond Market Association, project publicity by BEX, the Thai Listed Companies Association and mai Listed Companies Association
Privacy Policy Personal Data Protection Policy for Investment Management The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data Protection
Privacy Policy Personal Data Protection Policy for Internal Administration (Website) The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data
listed in a secondary market must be a public company limited and have investor protection measures under the law (the Public Limited Companies Act, B.E. 2535 (1992)). The draft regulations would relax