outliving their money. Asset management companies are prompt to provide investment management service for retail investors as well as support them to have better understanding and start investing in mutual
benefit at the expense of their clients. It is the duty of each and every securities firm to deal with its clients in a fair and honest manner and must take a prompt and appropriate action once it becomes
to ensure prompt actions against violations without imposing unnecessary and burdensome rules upon abiding entities;Promotion: presenting the Thai capital market as a robust venue of choice for fund
Supervisory Board hereby issues the following regulations: Clause 1 The Notification of the Capital Market Supervisory Board No. TorThor. 49/2552 Re: Short Selling of Securities relating to Exchange Traded
issues the following regulations: Clause 1 The Notification of the Capital Market Supervisory Board No. TorThor. 49/2552 Re: Short Selling of Securities relating to Exchange Traded Mutual Fund by a
. 49/2552 Re: Short Selling of Securities relating to Exchange Traded Mutual Fund by a Securities Company dated 3 August 2009 shall be repealed. Clause 2 In this Notification: “ETF” means ETMF or foreign
2555 สวนท่ี 1 : บทนํา เดิม ธปท. ไดอนุญาตใหบริษัทหลักทรัพยสามารถนําผูลงทุนรายยอยไปลงทุนในหลกัทรัพย ตางประเทศ รวมทั้งตราสารอนุพันธที่ซ้ือขายในศนูยซ้ือขายสัญญาซื้อขายลวงหนา (exchange-traded) ในต
, and preventive measures against money laundering. In addition, digital assets and cryptocurrencies to be traded and exchanged must be specified by the SEC Board or denominated in Thai Baht only https
://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 6/2022 Dated 05/05/2022 digital assets to be traded in the digital asset exchange. His failure to perform the required duty of his position
-Diligence, and preventive measures against money laundering. In addition, digital assets and cryptocurrencies to be traded and exchanged must be specified by the SEC Board or denominated in Thai Baht only