appraisers for transactions in capital market in the following manners:                   (1)  Extending the approval period from 2 to 5 years. The lead appraiser, however, is still required to take

The securities companies and derivatives brokers are presently required to maintain net capital (NC) in a specified amount in order to sufficiently cover risks from conducting business. However

limited company or a listed company; (2) the required amount of a registered capital; (3) well-preparedness in work systems, financial status, control and good work practices; (4) no financial troubles

In addition to stricter professional standards, audit firms in the capital market are now required to comply with the International Standard on Quality Management (ISQM) 1 and ISQM 2, which have

management system suitable for business types and risk profiles. However, a stricter work system than legally required is welcome as well.? As a frontline compliance supervisor, intermediaries are also

opportunity to collaborate with the SEC and UN to impart practical guidance and share good practice in responsible investment with Thai institutional investors and capital market participants. This webinar

sector-led projects underway to reduce carbon emissions and reverse environmental damage.The webinar ‘Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change’ held on

rights, as a part of our strategic priorities to support listed companies in their integration of environmental, social and governance considerations into business practice. Today’s seminar is organized

, Director of Thaipat Institute said that Thaipat Institute supported listed companies to concretely apply anti-corruption in practice as specified by the SEC in the Sustainability Development Roadmap for

for the nation, they are required to comply with relevant domestic and international rules and regulations at present and in the future. The latest trend focuses on consumer rights protection to ensure