of the Law which prohibits any directors, managers, or responsible officers of digital asset business operator to obtain any unlawful benefits for themselves or others at the expense of the business
underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of
Currently, there are no licensing regulation for digital asset custodial wallet providers in Thailand. Thus, a digital asset business operator who performs safekeeping of clients’ digital assets
proposals are as follows:(1) Any person who provides funding or financial support to a direct major shareholder of the business operator, or indirectly in the acquisition of shares of the business operator
. “ major participating investor ” means any person specified in the ETF scheme that such person would be able to buy or sell ETF units with mutual fund management company or operator of foreign ETF , as the
operator of foreign ETF, as the case may be. “clearing house” means a clearing house under the law on securities and exchange 2 . Clause 3 This Notification is applicable to a securities company which wishes
scheme that such person would be able to buy or sell ETF units with mutual fund management company or operator of foreign ETF, as the case may be. “clearing house” means a clearing house under the law on
foreseeable future due to commercial operations. Chapter 3 Standards in Undertaking Derivatives Business Clause 7 The provisions in this chapter shall set the minimum standard for the performance of derivatives
to commercial operations. Chapter 3 Standards in Undertaking Derivatives Business Clause 7 The provisions in this chapter shall set the minimum standard for the performance of derivatives dealers in