prescribed by the notification of Capital Market Supervisory Board, due to his failure to order or act in accordance with duties required to be performed. This case is in the process of inquiry by the inquiry
2024 through the transmission system of the Stock Exchange of Thailand within the period specified in the notification of Capital Market Supervisory Board. This case is in the process of inquiry by the
Thailand within the period specified in the notification of the Capital Market Board, due to his failure to order or act in accordance with duties required to be performed. This case is in the process of
submitted the annual report for the year 2020 to the SEC Office on 20 October 2021, later than the period specified by the notification of the Capital Market Board. Criminal Complaints This case is in the
reviewed financial statements for Q2/2023 to the SEC Office within the period specified by the notification of the Capital Market Board, resulted from the instruction or the failure to give instruction which
characteristics of personnel in the capital market according to Clause 6(1) of the of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel
securities trade order instructions are the violation of Clause 20(2) and 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators
the client a compensation of 50,000 baht. The misconduct is in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of
Notification of the Capital Market Supervisory Board No. Tor Chor. 20/2551 regarding the Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets and the Notification of the Board
Act 2535 100 12/03/1992 16/05/1992 2. Act Securities and Exchange Act 2535 115 12/03/1992 16/05/1992 3. Notification of Capital Market Supervisory Board Tor Thor. 34/2556 Repeal of the