. Furthermore, these licensed operators bear the responsibility for classifying investors and managing investments in accordance with the appropriate client’s category.  The public consultation is available at

125 companies. The event was held on 25 June 2024, in Bangkok.The SEC recognizes the importance of the involvement of company directors in managing organizational cyber risks, emphasizing a “tone from

applicable scope of investment advisory business operators to ensure that they would implement sufficient controls for managing IT-related risks arising from the use of technology; and     (5) To improve other

, Head of Systematic Research on Sustainability, Lombard Odier, (3) Mr. Thanapong Na Ranong, Managing Director at Beacon Venture Capital Limited, and (4) Mr. Adisorn Sermchaiwong, Executive Chairman of

อนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต.3. Mr. Lyndon Chao, Managing Director, Head of Equities & Post Trade, Asia Securities Industry & Financial Markets Association (ASIFMA)4. นายศรพล ตุลยะเสถียร รองผู้จัดการ

environmental policies and strategies, as well as for considering financing opportunities and effectively managing environmental and climate-related opportunities and risks. This will help support the smooth and

. Varangkana Artkarasatapon, Managing Director, XSpring Capital Public Company Limited   3. Mr. Kirati Kosicharoen, SET Executive Vice President, Head of Corporate Social Responsibility Group and Head of

The four persons under the criminal complaint were: (1) {A}, then {X1} Vice President, Vice Executive President, Chief Executive Officer and Managing Director, (2) {B}, then {X1} Executive

/reverse repo transaction as a tool for managing liquidity and generate benefits from the securities in possession. In this regard, however, securities companies have to put in place efficient control and

funds to be exempted if asset management companies comply with all obligations, such as widely allocating investment units to the general public, managing liquidity effectively and having measures to